Financial Services and Regulatory

Leading the conversation around financial services

Our team plays an active part in the legislative process for financial services, working closely with the regulators, governments and industry associations who define and enforce the law. Our relationships and knowledge in this field allow us to advise clients on their toughest regulatory and strategic challenges.

We represent a wide range of Swiss and international financial institutions and market participants. Our depth of knowledge and longstanding cooperation with relevant authorities and industry associations make for swift and seamless authorisations, alongside informed, accurate client advisory services. Working at the forefront of the legislative process means our clients also benefit from expert support around their strategic decisions and ongoing regulatory and compliance issues. While we work closely with the Swiss Financial Market Supervisory Authority FINMA, our experience also extends beyond our borders for the banks, companies, asset managers, exchanges, traders and other market participants that operate internationally.

  • Expertise

    • Authorisations and licensing
    • Governance
    • Capital adequacy
    • Contractual documentation
    • Regulatory investigations and enforcement proceedings
    • Insolvency
    • Reorganisations


Deals &<br />Cases